2024
Entrant
Category
Client's Name
Country / Region
I lead the analytics mission and represent the compliance department in developing the firm-wide data analytics operating model at a global Investment Management firm.
By leveraging machine learning (ML) And Artificial Intelligence (AI), I build analytical solutions to strengthen our monitoring programs and support compliance efforts in risk mitigation. My role involves designing end-to-end solutions in various focus areas including trading compliance, personal conduct, market abuse surveillance, anti-money laundering, best execution, portfolio management and distribution compliance to enhance monitoring capabilities, safeguarding the firm against legal, regulatory and reputational risks. I collaborate with cross-functional teams to drive innovation and ensure regulatory compliance, keeping the firm at the forefront of the industry standards.
Entrant
AndaSeat
Category
Innovation in Design - Product Design
Country / Region
China
Entrant
Zhiwen Qian, Wenbo Guo, Yingyi Shu, Hanyang Yan, Fenghua Shao, Tianmeng Liu, Yao Li, Jingyi Zhu, Qian Qiu, Yiwei Wang, Renping Wang
Category
Innovation in Design - User Experience Design
Country / Region
China
Entrant
Zeyuan Zhang, Xuechun Tao, Yangyi Tai
Category
Innovation in Design - User Experience Design
Country / Region
China
Entrant
Muthu Dayalan
Category
Innovation in Technology - Technology / Other:____
Country / Region
United States